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Search Results for "future trades designated trade for trade" 11 - 20 of 288
11.
Notice of No Objection to Advance Notice to Include Same-Day Settling ...
  ...Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation,...
  ...Transactions that settle on a future date (i.e., transactions that are netted) settle at...
12.

  ...Commodity Futures Trading Commission (CFTC), now proceeding with extensive rule changes, one...
  ...governance body for CDE, UPI and UTI, as designated by the Financial Stability Board (FSB) on...
13.
DTCC_Future_Of_Clearing.ashx
  ...THE FUTURE OF CLEARING: MITIGATING RISK AND ENHANCING EFFICIENCIES IN THE U.S. EQUITY AND FIXED...
  ...by expanding the share of centrally cleared trade activity in the fixed-income markets....
14.
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to ...
  ...Futures Commission Merchant Pursuant to Section 19(b)(1) of the Securities Exchange Act...
  ...5 or Pledgee may establish a specifically designated 1 15 U.S.C. 78s(b)(1). 2 17 CFR...
15.
Microsoft Word - 2021 DDRJ PFMI Disclosure FINAL for Web (6 25 21)
  ...36 PRINCIPLE 24: DISCLOSURE OF MARKET DATA BY TRADE REPOSITORIES .................. 38...
  ...in which it is licensed, registered or designated. CPMI-IOSCO has recognized that, when...
16.
ficc_gov_rules.pdf
  ...DESIGNATED LOCKED-IN TRADE SOURCES ..............................
  ...The term “CFTC” means the Commodity Futures Trading Commission. CFTC-Recognized Clearing...
17.
DDR-Amendment-2-2021.pdf
  ...UNITED STATES COMMODITY FUTURES TRADING COMMISSION Submitter Information Organization Name...
  ...with references to the defined term Designated Regulators; and (iii) remove language related...
18.
SR-DTC-2017-020.pdf
  ...to add Rule 37 to provide for specifically designated Accounts to which Eligible Securities...
  ...as the property of its customers that trade commodities, options, swaps, and other products...
19.
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  ...FOR FUTURE USE) ..................................... 61 RULE 7. COMPARISON AND TRADE...
  ...affiliated with or designated by contract markets trading specific futures products under the...
20.
Microsoft Word - NSCC Disclosure Framework 2020_FINAL Website
  ...Principle 24: Disclosure of market data by trade repositories....
  ...of, the SEC. In July, 2012, NSCC was designated as a systemically important financial market...