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Search Results for "future trades designated trade for trade" 81 - 90 of 188
81.
LCoaS.pdf
  ...the huge volume of securities trade d every day in the world’s capital mar kets is...
  ...in the increasingly global and electronic future of capital markets throughout the world with...
82.
DDRL_Authorization_Letter_for_TriOptima.docx
  ...Corporation, which now or in the future provides similar trade repository services for...
  ...that the data applicable to this notice, as designated by us in a manner specified by the...
83.
Microsoft Word - mbsRttmUserGuide3_19_2007.doc
  ...functionality for submitting Specified Pool Trades (SPTs). This User Guide provides a...
  ...a comprehensive explanation of Specified Pool Trades is beyond the scope of this document....
84.
FICC Annual 2018 FS
  ...of automated real-time trade comparison, netting, settlement, trade confirmation, risk...
  ...FICC is designated as a Systemically Important Financial Market Utility (SIFMU) by the U.S....
85.
Form 19b-4
  ...For the Commission, by the Division of Trading and Markets, pursuant to delegated...
  ...where both parties are required by their designated examining authority or other regulatory...
86.
IPF-Fee-and-Expense-Transmittal-Data-Dictionary.xlsx
  ...DTCC to discuss. What if it is needed in the future. Fee /...
  ...OrgCode string 0 1 O N N Organization Code Trading partner-specified identifier known only to...
87.
1
  ...Firms maintaining multiple Trade Matching and EPN accounts must establish a Default EPN...
  ...The message is also delivered to the designated recipient. Each ON message (input) must...
88.
RAC_GSD_RTTM_WFE_v2.0
  ...access to your firm’s accounts, only the designated RAC has permission to access the...
  ...default to the current date. You can assign a future date, if appropriate. Account...
89.
NSCC Annual 2017 FS
  ...trades involving equities, corporate and municipal debt, exchange-traded funds, and unit...
  ...NSCC is designated as a Systemically Important Financial Market Utility (SIFMU) by the U.S....
90.
Order Approving a Proposed Rule Change to Expand Sponsoring Member ...
  ...4 On February 14, 2019, the Commission designated a longer period within which to approve...
  ...see Memorandum, Division of Trading and Markets, U.S. Securities and Exchange Commission, to...