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Search Results for "future trades designated trade for trade" 41 - 50 of 304
41.
Order Approving Proposed Rule Change to Enhance the Process for Submitting ...
  ...trade date, 12 and (2) ETF Instructions for same- day settlement until the designated...
  ...response to a future market event. 58 In the first scenario, NSCC could make threshold...
42.
DTCC 2018 Annual Financials
  ...broker trades involving equities, corporate and municipal debt, exchange-traded funds, and...
  ...DTC, NSCC and FICC are designated as Systemically Important Financial Market Utilities...
44.
2010_report.pdf
  ...Connecting Trading Parties & Modernizing the Infrastructure Insurance & retirement Services ....
  ...We have designated this aggressive, enterprise-wide initiative to take risk management to a...
45.
Copyright
  ...City, you can deposit certificates at a designated bank or corporation that provides you with...
  ...change the dividend address of record and pay future interest to DTC. All certificates must...
46.
Microsoft Word - 00 DDRS Rulebook - January 28, 2019
  ...of the Securities and Futures Act (Cap. 289)(“SFA”) and the Trade Repository Licenses granted...
  ...web interface, or (c) other means of access designated by DDRS from time to time, for the...
47.
SR-NSCC-2017-019.pdf
  ...“supplemental cycle”) during which exchange-traded fund (“ETF”) agents2 could submit creation...
  ...for same-day settlement until the designated cut-off time of 11:30 A.M. ET. The introduction...
48.
DTCC 2017 Financials
  ...broker trades involving equities, corporate and municipal debt, exchange-traded funds, and...
  ...DTC, NSCC and FICC are designated as Systemically Important Financial Market Utilities...
49.
NSCC Important Notice
  ...upon their intended use (e.g., pricing vs. trading), (b) ensure that baskets published on a...
  ...6 Processing Time 6 52 N HHMMSS Optional 7 Future Use 393 58 END OF RECORD Type 2 –...
50.
Microsoft Word - 00 DDR Rule Book -Clean - October 2018
  ...4.2 Unique Swap Identifiers/Unique Trade Identifiers ............
  ...6.2 Access by Designated Regulators .............................