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Search Results for "future trades designated trade for trade" 11 - 20 of 239
11.
ficc_gov_rules.pdf
...DESIGNATED LOCKED-IN TRADE SOURCES ..............................
...The term “CFTC” means the Commodity Futures Trading Commission. CFTC-Recognized Clearing...
...DESIGNATED LOCKED-IN TRADE SOURCES ..............................
...The term “CFTC” means the Commodity Futures Trading Commission. CFTC-Recognized Clearing...
12.
DDR-Amendment-2-2015.pdf
...Made Available to Trade Determination § 40.6(a) Certification Security Futures § 41.24(a)...
...6.2 Access by Designated Regulators .............................
...Made Available to Trade Determination § 40.6(a) Certification Security Futures § 41.24(a)...
...6.2 Access by Designated Regulators .............................
13.
Microsoft Word - Master NSCC Disclosure Framework 2018_FINAL 181221
...Principle 24: Disclosure of market data by trade repositories...
...of, the SEC. In July, 2012, NSCC was designated as a systemically important financial market...
...Principle 24: Disclosure of market data by trade repositories...
...of, the SEC. In July, 2012, NSCC was designated as a systemically important financial market...
14.
Microsoft Word - Master FICC Disclosure Framework 2018_FINAL 181221
...Principle 24: Disclosure of market data by trade repositories...
...of, the SEC. In July 2012, FICC was designated as a systemically important financial market...
...Principle 24: Disclosure of market data by trade repositories...
...of, the SEC. In July 2012, FICC was designated as a systemically important financial market...
15.
SR-NSCC-2017-803.pdf
...To adopt a new Stock Options and Futures Settlement Agreement with The Options Clearing...
...(“CNS”) Accounting Operation and are designated to settle on the third business day following...
...To adopt a new Stock Options and Futures Settlement Agreement with The Options Clearing...
...(“CNS”) Accounting Operation and are designated to settle on the third business day following...
16.
SR-DTC-2017-020.pdf
...to add Rule 37 to provide for specifically designated Accounts to which Eligible Securities...
...as the property of its customers that trade commodities, options, swaps, and other products...
...to add Rule 37 to provide for specifically designated Accounts to which Eligible Securities...
...as the property of its customers that trade commodities, options, swaps, and other products...
17.
SR-NSCC-2017-007.pdf
...To adopt a new Stock Options and Futures Settlement Agreement with The Options Clearing...
...(“CNS”) Accounting Operation and are designated to settle on the third business day following...
...To adopt a new Stock Options and Futures Settlement Agreement with The Options Clearing...
...(“CNS”) Accounting Operation and are designated to settle on the third business day following...
18.
AIP-Data-Dictionary-16-2.xlsx
...Settling Trade Detail Settling Trade Trailer Settlement Grand Total Trailer...
...Recipient Number 6 13 8 N R The Fund must designate a specific recipient Number in this...
...Settling Trade Detail Settling Trade Trailer Settlement Grand Total Trailer...
...Recipient Number 6 13 8 N R The Fund must designate a specific recipient Number in this...
19.
AIP-Data-Dictionary-16-1-Mar-29.xlsx
...Settling Trade Detail Settling Trade Trailer Settlement Grand Total Trailer...
...Recipient Number 6 13 8 N R The Fund must designate a specific recipient Number in this...
...Settling Trade Detail Settling Trade Trailer Settlement Grand Total Trailer...
...Recipient Number 6 13 8 N R The Fund must designate a specific recipient Number in this...
20.
AIP-Data-Dictionary-17.xlsx
...Settling Trade Detail Settling Trade Trailer Settlement Grand Total Trailer...
...Recipient Number 6 13 8 A/N R The Fund must designate a specific recipient Number in this...
...Settling Trade Detail Settling Trade Trailer Settlement Grand Total Trailer...
...Recipient Number 6 13 8 A/N R The Fund must designate a specific recipient Number in this...