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Search Results for "future trades designated trade for trade" 161 - 170 of 326
161.
1
  ...Firms maintaining multiple Trade Matching and EPN accounts must establish a Default EPN...
  ...The message is also delivered to the designated recipient. Each ON message (input) must...
162.
No Title
  ...Institutional Trade Processing GMEI ® ALERT ® CTM OASYS Tradesuite ID...
  ...obligations, but to swiftly align to any future regulatory requirements that may arise....
163.
ETF-Concept-Paper-2018.pdf
  ...ETF Portfolio Composition Reporting (Trade Date -1) .............
  ...are ultimately passed against the client’s designated DTC positions, and available securities...
164.
SFTR-Brochure.pdf
  ...& Derivatives Experts in Trade Reporting DTCC’S GLOBAL TRADE REPOSITORY (GTR) SECURITIES...
  ...*FOR FUTURE IMPLEMENTATION DATA ENRICHMENT DATA NORMALISATION ASSISTED REPORTING...
165.
NSCC Annual 2017 FS
  ...trades involving equities, corporate and municipal debt, exchange-traded funds, and unit...
  ...NSCC is designated as a Systemically Important Financial Market Utility (SIFMU) by the U.S....
166.
No Title
  ...Trading 18% Faster trading and algorithmic trading could lead to future anomalies in the...
  ...post-trade processing infrastructure. In July 2012, three of its subsidiaries were designated...
167.
Order Approving a Proposed Rule Change to Expand Sponsoring Member ...
  ...4 On February 14, 2019, the Commission designated a longer period within which to approve...
  ...see Memorandum, Division of Trading and Markets, U.S. Securities and Exchange Commission, to...
168.
cyber-risk.pdf
  ...PART FOUR – ADDRESSING FUTURE CYBER THREATS......................
  ...– such as “flash crashes,” runaway trading algorithms or the issues affecting the Securities...
169.
NSCC App/Sub Standard Usage
  ...for a standard transmission, and are left to trading partner specific agreements....
  ...4230 Service Feature Value R Designates the percentage payable to survivor. 33-32...
170.
S:\CCFWEB\WPDCURRE\18LOF1&5.PDF
  ...to both Deliverers and Receivers, (or their designated Group Users) who request them via...
  ...Character Quantity (Whole Number Quantity of trade, whole number portion Portion) 55 5...