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Search Results for "future trades designated trade for trade" 151 - 160 of 326
151.
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to ...
  ...of Designated Locked-In Trade Sources, who can submit trade data for Locked-In Trades....
  ...servicemarks that appear or may appear in the future in the Rules. FICC has adapted the...
152.
Microsoft Word - mbsRttmUserGuide3_19_2007.doc
  ...functionality for submitting Specified Pool Trades (SPTs). This User Guide provides a...
  ...a comprehensive explanation of Specified Pool Trades is beyond the scope of this document....
153.
Form 19b-4
  ...For the Commission, by the Division of Trading and Markets, pursuant to delegated...
  ...where both parties are required by their designated examining authority or other regulatory...
154.
FICC Annual 2018 FS
  ...of automated real-time trade comparison, netting, settlement, trade confirmation, risk...
  ...FICC is designated as a Systemically Important Financial Market Utility (SIFMU) by the U.S....
156.
NSCC-Annual-Financial-Statements-2019-and-2018-SEC-Filing-022820.pdf
  ...trades involving equities, corporate and municipal debt, exchange-traded funds, and unit...
  ...NSCC is designated as a Systemically Important Financial Market Utility (SIFMU) by the U.S....
157.
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval ...
  ...Tabacchi, Chairman, Independent Dealer and Trader Association (“IDTA”), dated March 29,...
  ...securities in a Member’s portfolio by a designated amount, referred to as the pool floor...
158.
ficc_mbsd_epnrules.pdf
  ...Rule 8. RESERVED FOR FUTURE USE .................................
  ...The term “Account” means an account in a designated location in the Corporation’s electronic...
159.
Appendix:
  ...03 Broker-to-Broker Trade 04 Boston Stock Exchange 05 Chicago Stock Exchange 06...
  ...issuer to submit a BLOR only once for all its future municipal issues distributed through...
160.
Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change ...
  ...change consists of amendments to Procedure II (Trade Comparison and Recording Service) of...
  ...the ETF or one of its designated service providers. 4 shares in return for...