Depository Trust & Clearing Corporation

 
 

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Search Results for "future trades designated trade for trade" 141 - 150 of 316
141.
DDRL_Authorization_Letter_for_TriOptima.docx
  ...Corporation, which now or in the future provides similar trade repository services for...
  ...that the data applicable to this notice, as designated by us in a manner specified by the...
142.
1.Introduction
  ...• The Effective Trade Date must be entered with today's date or a future date for pending...
  ...'A', designating the Broker-Dealer internal account has been added to SID, or 'D',...
143.
GTR-Europe-Brochure.pdf
  ...Facilities (SEFs), Organized Trading Facilities (OTFs), Designated Contract Markets (DCMs))...
  ...US Commodity Futures Trading Commission (CFTC) US Securities and Exchange Commission...
144.
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to ...
  ...of Designated Locked-In Trade Sources, who can submit trade data for Locked-In Trades....
  ...servicemarks that appear or may appear in the future in the Rules. FICC has adapted the...
145.
Microsoft Word - mbsRttmUserGuide3_19_2007.doc
  ...functionality for submitting Specified Pool Trades (SPTs). This User Guide provides a...
  ...a comprehensive explanation of Specified Pool Trades is beyond the scope of this document....
146.
Form 19b-4
  ...For the Commission, by the Division of Trading and Markets, pursuant to delegated...
  ...where both parties are required by their designated examining authority or other regulatory...
147.
FICC Annual 2018 FS
  ...of automated real-time trade comparison, netting, settlement, trade confirmation, risk...
  ...FICC is designated as a Systemically Important Financial Market Utility (SIFMU) by the U.S....
148.
NSCC-Annual-Financial-Statements-2019-and-2018-SEC-Filing-022820.pdf
  ...trades involving equities, corporate and municipal debt, exchange-traded funds, and unit...
  ...NSCC is designated as a Systemically Important Financial Market Utility (SIFMU) by the U.S....
149.
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval ...
  ...Tabacchi, Chairman, Independent Dealer and Trader Association (“IDTA”), dated March 29,...
  ...securities in a Member’s portfolio by a designated amount, referred to as the pool floor...
150.
ficc_mbsd_epnrules.pdf
  ...Rule 8. RESERVED FOR FUTURE USE .................................
  ...The term “Account” means an account in a designated location in the Corporation’s electronic...