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Regulatory Rule Filings - Legal & Regulatory | DTCC Financial Services
Explore DTCC's Regulatory Rule Filing section to get details on advance notices, amendments, implementation timeframe, proposed rule changes, risk management etc.
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DTCC Comments on Senate Confirmation of Hester Peirce and Caroline Crenshaw ...
We congratulate Hester Peirce and Caroline Crenshaw on their confirmation as Commissioners to the Securities & Exchange Commission. We look forward to working closely with Commissioners Peirce and Crenshaw, and other members of the SEC, on regulatory issues that will continue to ensure the safety and stability of the global financial markets.
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Upcoming Events | DTCC Business Consulting Services
Learn about the industry events that DTCC and/or our subsidiaries will be sponsoring or exhibiting to protect the stability and integrity of global financial systems.
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Managing Trade Exceptions in Asia | DTCC
Hasan Rauf, DTCC Executive Director & Head of Business Development, APAC, discusses the results of a client survey on post-trade exceptions.