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Search Results for "future trades designated trade for trade" 91 - 100 of 316
91.
Microsoft Word - DTC Operational Arrangements - March 2020 (effective
...certificates (“UIT”), shares of exchange traded funds and insured custodial receipts. In the...
...for an Issuer, a new BLOR is not required for future issuances unless the Issuer’s name...
...certificates (“UIT”), shares of exchange traded funds and insured custodial receipts. In the...
...for an Issuer, a new BLOR is not required for future issuances unless the Issuer’s name...
92.
SR-FICC-2017-803.pdf
...in the same type of eligible tri-party repo trading activity outside of a central...
...designated for the CCIT Member’s activity with FICC, and the second account would be...
...in the same type of eligible tri-party repo trading activity outside of a central...
...designated for the CCIT Member’s activity with FICC, and the second account would be...
93.
94.
Form 19b-4
...Require that trade data submitted through NSCCs Correspondent Clearing service be submitted...
...with other NSCC Members that will be designated as their correspondents. While NSCC...
...Require that trade data submitted through NSCCs Correspondent Clearing service be submitted...
...with other NSCC Members that will be designated as their correspondents. While NSCC...
95.
SR-FICC-2017-806.pdf
...to the extent they traded with the defaulting member and their trades resulted in a...
...Clearing Fund will be held by FICC or its designated agents. Current Section 1 of MBSD Rule 4...
...to the extent they traded with the defaulting member and their trades resulted in a...
...Clearing Fund will be held by FICC or its designated agents. Current Section 1 of MBSD Rule 4...
96.
Systemic-Risk-White-Paper-962018.pdf
...prepared to prevent or mitigate the impact of future events that could have global systemic...
...to harness the full potential of derivatives trade repositories as early warning signals for...
...prepared to prevent or mitigate the impact of future events that could have global systemic...
...to harness the full potential of derivatives trade repositories as early warning signals for...
97.
G:\BSD\CCFLIB\03ID\03SIDBAA.WPD
...more ID Broker/Dealers for the execution of trades on their behalf. Brokers requesting this...
...P = Production T = Test (for future use) 3–8 6 Character X(06) Record Type...
...more ID Broker/Dealers for the execution of trades on their behalf. Brokers requesting this...
...P = Production T = Test (for future use) 3–8 6 Character X(06) Record Type...
98.
APP-SUB Record Layouts
...for future fields. Information should not be submitted in any bytes designated as filler....
...provide their listing of codes to their trading partners. Opt B33-03 86 89 B35-03 86 89...
...for future fields. Information should not be submitted in any bytes designated as filler....
...provide their listing of codes to their trading partners. Opt B33-03 86 89 B35-03 86 89...
99.
Microsoft Word - DDRS CPMI - IOSCO Disclosure - 2018_final_clean
...47 PRINCIPLE 24: DISCLOSURE OF MARKET DATA BY TRADE REPOSITORIES...
...in which they are licensed, registered or designated. CPMI-IOSCO has recognized that, when...
...47 PRINCIPLE 24: DISCLOSURE OF MARKET DATA BY TRADE REPOSITORIES...
...in which they are licensed, registered or designated. CPMI-IOSCO has recognized that, when...
100.
DTCC%20Glossary%20Jan%202014.pdf
...equity, non-traded real estate investment trusts (REITs), managed futures and limited...
...July 2012, the Commodity Futures Trading Commission (CFTC) designated DTCC and SWIFT to...
...equity, non-traded real estate investment trusts (REITs), managed futures and limited...
...July 2012, the Commodity Futures Trading Commission (CFTC) designated DTCC and SWIFT to...